Here’s how to start working with us for Financial Planning:

Step 01

The first we’ll do is to focus on your goals, objectives, priorities and values.

To grasp that picture, we’ll start by asking you to fill out our Confidential Questionnaire ↗. We can send this to you in an email, or you can download it from our website.

At our first meeting, we’ll review the material you have filled out, we’ll get acquainted a little bit, learn about each other and we’ll discuss how to work together on a financial plan. We’ll discuss the scope of our work together and the fees involved.

  • Fill out Confidential Questionnaire

  • Meet to review the  questionnaire to better understand your goals and concerns, and what you want out of a financial plan

  • Discuss how we’ll work together to create a financial plan.

  • Discuss scope and fees.

  • Decide on whether to go forward and work together.

Step 02

Upon agreeing to work together, we will make things official and set up our road map.

At our first meeting, we’ll review the material you have filled out, we’ll get acquainted a little bit, learn about each other and we’ll discuss how to work together on a financial plan. We’ll discuss the scope of our work together and the fees involved.

  • We’ll ask you to sign a one page agreement

  • We’ll go over your documents and statements that we need to move forward with the plan analysis. 

  • Clients will complete the data gathering process and upload documents and statements to our secure and encrypted data gathering. 

  • Financial Plan analysis will then begin. 

  • Next, we present our plan and talk about our observations, assumptions and recommendations.

  • We’ll take note of any changes or new assumptions that may impact your plan and possibly re-run the plan based on new information.

  • Then we’ll begin to implement the plan.

  • We’ll then schedule any follow up meeting(s) if needed to implement your plan or answer any questions we missed or need to add.

Here’s how to start working with us for Investment Management:

Step 01

The first we thing we’ll do is to focus on your goals, objectives, priorities and values.

To grasp that picture, we’ll start by asking you to fill out our Confidential Questionnaire ↗. We can send this to you in an email, or you can download it from our website.

  • At our first meeting, we’ll review the material you have filled out, we’ll get acquainted a little bit, learn about each other and we’ll discuss how to work together regarding your investments. We’ll discuss the scope of our work together and the fees involved.

  • Fill out Confidential Questionnaire 

  • Meet, get acquainted, discuss goals, concerns, review information.

  • Discuss how we’ll work together regarding your investments.

  • Discuss scope and fees.

  • Decide on whether to go forward and work together.

Step 02

Next, we’ll agree upon and understand the amount of assets to be managed.

Then, we’ll determine:

  • Your goals

  • Your time frame

  • Your risk tolerance

  • Type of accounts for your assets to be held in

  • Fee structure

Following that…

  • We’ll present our Investment Strategies and Specific Investments to implement our strategy.

  • We’ll complete the necessary paperwork to transfer investment accounts to LPL Financial.

  • We’ll implement our Investment Strategy.

  • We’ll set up online account access and turn off paper mailings, if desired.

  • We can then set up ongoing phone meetings for investment or general financial advice.

  • If there is a crisis, we’ll drop whatever we’re doing and help you!

  • Annual Review – always!

Would it be easier to setup a call to walk through this?

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