Pre-Meeting Questionnaire

Prior to our first meeting, help us get a picture of where you stand. Kindly fill out what you can from the below questionnaire for us to review together!

OVERVIEW

Name

First Name

Last Name

Date of birth

Phone

(###)

###

####

Marital Status

FINANCIAL OVERVIEW

1. What is your current annual income?

2. Do you expect any significant changes to your income in the near future?

3. What do you feel is working best in your current financial plan?

4. Where do you think you could improve financially?

5. What is your liquid net worth? (Checking/savings/retirement/investment account etc.).

GOALS + OBJECTIVES

1. What are your short-term financial goals (next 1-3 years)?

2. What are your medium-term financial goals (next 3-5 years)?

3. What are your long-term financial goals (5+ years)?

4. Do you have any specific goals such as buying a house, funding education, or retirement?

RISK TOLERANCE + INVESTMENT EXPERIENCE

1. How would you describe your risk tolerance? (conservative, moderate, aggressive)

2. How would you react to a significant decrease in the value of your investment portfolio?

3. What is your level of experience with investing?

4. Have you invested in stocks, bonds, mutual funds, or other securities before?

ADDITIONAL CONSIDERATIONS

1. Do you anticipate any major life changes in the near future?

2. Do you have a will or estate plan in place?

3. What kind of Insurance policies do you have in place?

4. Anything else you want us to know?

Pam & Ally are both CERTIFIED FINANCIAL PLANNER® professionals which is a financial professional who is legally obligated to act as a financial fiduciary, which means they must always prioritize their client's interests over their own. A fiduciary is someone who has a legal or professional obligation to act in the best interests of another person or group. CFP® professionals are held to a higher standard of care than other financial advisors. They undergo a rigorous education process, including extensive training and comprehensive exams, and are required to engage in ongoing continuing education.
Investment Management Fees for advisory accounts – annual fees, paid quarterly. This includes management, rebalancing, research and ongoing financial planning and advice. Based upon the amount of dollars invested with us, the fee range is .65% to 1.25% of AUM.

Investment Management for Brokerage accounts for buy and hold investments are charged a commission based upon the amount of the trades. Fee Schedule Available upon request.

Comprehensive Financial Planning has a flat fee ranging from $4200-$10,000.

Divorce Financial Planning is an hourly charge of $380 per hour.
At Flournoy Wealth Management, we are dedicated to providing personalized investment strategies that align with the unique financial picture, life goals and risk tolerance of our clients. Our approach emphasizes long-term growth through diversified asset allocation, ensuring your portfolio is well-positioned to navigate market fluctuations. We prioritize transparent communication and regular portfolio reviews, adapting to changes in your financial situation and the broader economic landscape. Our commitment to fiduciary responsibility means we always act in your best interest, striving to optimize returns while managing risk.
Disclosure: Investing involves risk, including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.
Pam & Ally Flournoy are both licensed Financial Advisors with LPL Financial, holding Series 7 and 66 licenses, and have the CERTIFIED FINANCIAL PLANNER® certification. Pam and Ally hold life insurance licenses in order to assist clients in their risk management and investment protection through the sales of Life Insurance, Disability Insurance, Long Term Care Insurance, and Fixed or Variable Annuities. Pam is a Certified Financial Divorce Analyst (CDFA®) and assists clients in the divorce process as an advocate or a neutral financial.
We offer:
- Investment Management
- Financial Planning
- Risk Management
- Divorce Financial Planning

Frequently asked questions

Flournoy Wealth

Book a complimentary call

Location

1165 Lincoln Ave.,
Suite 330
San Jose, CA 95125

Contact

phone: 408.271.8800
fax: 408.271.8833
Pam.Flournoy@lpl.com

Disclaimers    |    Strategic Partners

 © 2024 · Flournoy Wealth Management LLC

Check the background of this firm on FINRA's BrokerCheck.

Pam Flournoy and Allyson Flournoy are registered representatives with and securities and advisory services are offered through LPL Financial a registered investment advisor, Member FINRA &  SIPC.

The LPL Financial Registered Representative/s associated with this site may only discuss and/or transact business with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Pre-Meeting Questionnaire

Are you a Fiduciary?

What is your compensation/fee structure?

What is your investment philosophy?

What are your qualifications?

What services do you provide?

Frequently asked questions

Flournoy Wealth

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